The role of a good compliance consultant is to help facilitate business, not to police it.
Our principal objective is to allow our clients to gain commercial advantage, whilst at the same time protecting them from censure. Argent Law understand the competing demands of business and the need to comply with ever more stringent and complex regulation.
With the ability to deal with any contentious or non contentious compliance issue, our edge is that we only use the most talented barristers and industry experts to deliver probably the most comprehensive and commercially relevant suite of compliance services available anywhere. Our aim is to take away the headache associated with compliance to allow your people the freedom to do business.
We can work with your current compliance personnel, or alternatively, for complete peace of mind, you can outsource your entire compliance function to us allowing you to concentrate on your core business.
Our portfolio of on-going compliance support services to assist compliance personnel include:
- Review and drafting of compliance manuals;
- Compliance procedures & monitoring plan;
- Assistance with FSA reporting including GABRIEL returns;
- Bi annual healthcheck to ensure your organisation would pass a regulator audit;
- AML & Compliance training, seminars & surgeries for staff at all levels;
- Approved Persons competence assessments;
- 24/7 compliance helpline to specific expert barrister should any issues arise;
- Ongoing updates on any new regulatory requirements;
- Treating Customers Fairly (TCF) matrix.
